Job ref no.: CT3117255-01#6681

Manager(Investigation and Regulation) -Distribution Compliance

Robert Walters

Salary Medical, Bonus

Location Kwun Tong District


Consultant Jaja Wu

A multinational insurance leader is looking for an experienced compliance professional to assist Head of Distribution Legal and Compliance with investigation and other relevant to distribution compliance work.


  • Responsible for the regular investigation work on insurance and pension intermediaries to ensure compliance with regulatory requirements and compliance policies of the company;
  • Provide professional advice on the relevant law and regulation, and recommend appropriate disciplinary actions;
  • Serve as key liaison person with regulators or law enforcement agencies;
  • Draft and review correspondence with regulators on matters relevant to Distribution Operation.


  • At least 3-year legal or compliance experience in insurance and pension industry;
  • Prior experience in handling intermediary investigation and regulatory proceedings (e.g. HKFI, IA, MPFA or SFC) will be an asset;
  • Excellent communication skills with good command of English and Chinese in both spoken and written;
  • Legal candidate with 3 years’ post qualification litigation experience may be considered a Legal Counsel role.

Get in touch

Jaja Wu

+852 21035394

[via CTgoodjobs Apply Now ]

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More job information
Job ref no. CT3117255-01#6681
  • N/A
Job Function
  • Kwun Tong
Employment Term
  • Permanent
  • Full-time
  • 3 years - 8 years
Career Level
  • Middle management level
  • Diploma or equivalent
  • Asso. Deg or High Dip
  • Degree