Job ref no.: CT3119652-01#3399

Manager,Operational Risk, Controls & Governance, Capital Market

Robert Walters

  • Discretionary bonus

As the Manager - Operational Risk, Controls & Governance, Capital Markets, you will support the execution of operational risk work for the Capital Markets business in Hong Kong, Beijing and Tokyo.


  • Conduct risk event investigations to analyse the root causes and collaborate with stakeholders to come up with remedial solutions.
  • Prepare reports to regional operating committees.
  • Produce key risk indicator metrics and identify areas for enhancement of risk reporting.
  • Complete self-assessments to highlight the key risk issues facing the business and support functions.
  • Maintain a collaborative working relationship with key stakeholders in business and functions.
  • Implement enhancements or special projects in the mitigation of operational risk.


  • Must-have
  • At least 3 years of relevant working experience in operational risk, and be familiar with transaction flows of fixed income, foreign exchange and equity products.
  • Prior experience in auditing/ finance/ banking operations would be beneficial.
  • Analytical, meticulous
  • Be able to handle multiple tasks and meet strict timelines
  • Good writing skills
  • Strong sense of responsibility


  • Good interpersonal skills and networking abilities with key business stakeholders
  • Independent, confident, self-motivated, pro-active and mature
  • Willing to take on new challenges and work under pressure

Get in touch

Christy Zhang

+852 2103 5302

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More job information
Job ref no. CT3119652-01#3399
  • N/A
Job Function
Employment Term
  • Full-time
  • 3 years - 8 years
Career Level
  • Middle management level
  • N/A