Job ref no.: CT3126123-01#1700

Markets Compliance Manager


See job description for details

  • Promote our strong compliance culture, supporting the HK Markets business in delivering fair outcomes for customers and stakeholders
  • Advise on various regulatory aspects of HK Markets business and support business & other local regulatory initiatives in compliance with all applicable laws, rules, regulations and codes of practice
  • Reports to the Senior Compliance Manager, Markets North Asia

About The Role


Role Location: ANZ Hong Kong

Role Type: Permanent, full-time opportunity

As the Markets Compliance Manager, you’ll serve as a trust advisor in the local compliance and regulatory matters for Hong Kong Markets business. This involves advising on preventative measures against specific transactions with new or existing businesses so as to maintain good reputation of the Bank and comply with local regulatory and internal requirements.
You’ll also execute the compliance service delivery with goal to achieve the bank's purpose as well as strategic objectives in accordance to the group compliance management framework.

About You

To be successful in this role, you will ideally bring the following -

  • Proven knowledge of Global Markets and products, notably in distribution practices
  • Good background of HKMA/SFC regulatory requirements related to Global Markets
  • Extensive experience in banking compliance experience, preferably with experience in a Compliance Advisory role in Global Markets, Treasury or Corporate Banking
  • Established Regulatory interaction / connection: HKMA, SFC, DPS, PCPD, Hong Kong Banking Association experience
  • Background in Banking & Finance and Business Administration
  • Demonstrated analytical, technical and delivery (verbal and written) skills with the ability to show resiliency and a good team player
  • Strong interpersonal, negotiation and conflict management skills with proven ability to influence outcome
  • Highly motivated self-starter with an established Integrity and Commitment with the field

About ANZ

At ANZ, everything we do boils down to ‘why’ – our purpose – to shape a world where people and communities thrive. We're just as focused on seeing our people thrive as well as our customers. We'll give you every opportunity to develop your career.
We are responding faster to changing customer requirements, focusing on the things that matter the most, energising our people, eliminating waste and reducing bureaucracy.
A happy workplace is a thriving one. So in order to attract and keep the best talent, and say thanks for the hard work, we make sure all our employees are rewarded.

We work flexibly at ANZ and encourage you to talk to us about how this role can be flexible for you and any adjustments you may require to our recruitment process or the role itself. If you are a candidate with a disability, let us know how we can provide you with additional support.
To find out more about working at ANZ or to view other opportunities visit You may apply for this role by visiting ANZ Careers and search for reference number Taleo Job Code (HON002656).

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More job information
Job ref no. CT3126123-01#1700
Job Function
Employment Term
  • Permanent
  • Full-time
  • 0 year - 5 years
Career Level
  • Middle management level
  • Degree