Job ref no.: CT3116513-01#0598

MD, Responsible Officer & Head of Securities (I-Bank) A prosperous platform, Package: Open/Nego.!

Allegro Search Consultancy

Allegro Search Consultancy is a specialized search and consulting firm dedicated to the recruitment of professionals in banking and finance industries within Hong Kong, China and Asia regions. Our philosophy is committed to success by Search of Excellence, through the professionalism of our recruitment services to niche the market leaders and talents to enhance the growth of their businesses and career prospects.

Job Responsibilities:
Responsible for the regulated activity Type 1 and 2 related businesses under SFC
Managing internal control and business development of Type 1 and 2 related businesses
Supervise to maintain daily operations to run effectively and efficiently
Review, monitor and improve existing infrastructure and operational guidelines for businesses
Ensure to comply with internal group’s policies and statutory requirements of related regulatory bodies
Participate in business development of the company; keep abreast of market changes to prepare for strategic business plans for revenue targets
Work closely with senior management and Headquarters to accommodate for cross-border business expansion e.g. Wealth Management, Asset Management, ECM, DCM, FICC etc.
Take up ad hoc projects as assigned by senior management

Job Requirements:
Degree holder or above
Currently registered under SFC as Responsible Officer for Type 1 and 2 at least (plus Type 4, 5 and 9 are definitely advantageous)
Minimum 10 years of relevant experience with good managerial experience
Solid experience in managing full operations of securities business is MUST
Strong knowledge of investment products and services in the contemporary market, familiar in all kinds of trading/settlement systems in securities business
Able to participate in business development on a long-term holistic view of the company
Strong leadership, analytical minded, tactful in problem solving, flexible with integrity, drive character to get things done, able to work independently and under pressure
Good command of both written and spoken English and Chinese (including Mandarin)

**Very attractive remuneration package with excellent fringe benefits will be offered to the right candidate.**
Interested parties, please send your FULL RESUME (in MS WORD format) with availability, current and expected salary by clicking Apply Now. or you can contact us at (852) 2853 7622 / Fax (852) 3113 1722 for any enquiry.

For more information about our company, please visit our website at All information provided will be treated in strict confidence and used solely for recruitment purpose.

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More job information
Job ref no. CT3116513-01#0598
  • N/A
Job Function
  • 10 years - 15 years
Career Level
  • Senior management level
  • Degree