Job ref no.: FRHA-SOAM1812 (CT3119080-01#1291)

Officer / Assistant Manager - Settlement **URGENT**

Forthright Financial Holdings Company Limited

  • 5-day week
  • Dental plan
  • Discretionary bonus
  • Medical plan

The successful candidate will join our Settlement Team and is responsible for the following:




  • To ensure the smooth running of department’s daily equity and futures settlement functions and the daily operations of both equity and futures in comply with policies and procedures;
  • To prepare the daily settlement operations on equity and futures and review all the necessary reconciliations arising from the relating securities and futures operations;
  • To ensure that all trade dealings are properly and correctly reflected into thesystem. All discrepancy needs to follow up and resolved according to the Company’s guideline;
  • To ensure accounts and settlement services instructions from clients are timely and efficiently executed;
  • To ensure the client’s transactions, statements and settlement reports are all properly updated on a daily basis;
  • To ensure all necessary change are updated and reflected in the clients’ portfolios;
  • To provide the necessary back office supporting functions to the Front Office Department;
  • To liaise with CS team on the updating and handling of account opening documentations;
  • To follow up on daily stock and futures holding reconciliation;
  • To follow up on daily unsettled client transaction;
  • To handle corporate action event matters;
  • To handle the margin call requirement/movements from the Futures Exchanges;
  • To communicate and liaise with Finance Department and RO to resolve any daily issues; and
  • To participate in system implantation UAT and ad-hoc projects as assigned.




  • University or above;
  • Minimum 4 years relevant experience in securities firm, practical experience on both equity and Global Futures’ operations is essential;
  • Knowledge of HK Equities and Derivatives, Global Futures, Global Market;
  • Familiar to the Central Clearing and Settlement System (CCASS), Derivatives Clearing and Settlement System (DCASS) of the HKEX;
  • Good interpersonal & communication skills, attention to details & problem-solving skills;
  • Able to work independently with strong sense of responsibilities;
  • Proficient in PC knowledge, such as Word, Excel, PowerPoint; Chinese word processing is essential;
  • Good command of both spoken and written English and Chinese, and fluency in Putonghua is a must; and
  • Immediate available is preferred.

Candidates with more experience will be considered as Senior Officer or Assistant Manager of Settlement.


We offer attractive remuneration package with comprehensive benefit to the right candidate. Interested parties please click Apply Now to submit applications or send applications with detailed resume stating career history, present & expected salary and date available to Human Resources Department, Forthright Financial Holdings Company Limited. Applicants who are not contacted within 6 months may consider their applications for the specified position unsuccessful.


All information provided by applicants will be used only for recruitment purpose and will be used strictly confidential. Unless otherwise instructed in writing by the applicant concerned, applicants may be considered for other suitable positions within the Group and its related/partnership companies. The personal data of unsuccessful job applicants may be retained for a maximum of two years from the date when the job applications is rejected and such data may be retained for a longer period if there is a subsisting reason that obliges the Group to do so, after which the personal data will be destroyed.



All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

More job information
Job ref no. FRHA-SOAM1812 (CT3119080-01#1291)
  • N/A
Job Function
  • Central
Employment Term
  • Permanent
  • Full-time
  • 4 years - 9 years
Career Level
  • Middle management level
  • Degree