Job ref no.: CT3130532-01#0834

Officer, Client Due Diligence Team (6 month contract) 1


What is the opportunity?

As the Officer, Client Due Diligence Team, you will be responsible for reviewing account opening documentation for completeness in accordance with AML/KYC policy/guidance.

What will you do?

  • Follow-up on account opening documentation with the Front Office for new accounts
  • Review changes in source of wealth and assess the adequacy of the corroboration
  • Review Factiva and/or eAML results for any adverse news or hits. Escalate in the event of true or doubtful matches.
  • Seek approval from management to onboard medium risk clients
  • Provide guidance to Front Office on documentation requirements
  • Work with AMLC on any exceptions to policy
  • Escalate all high risk clients to AMLC for review, where applicable
  • Create account in Avaloq
  • Prepare management reporting, track status and highlight any risk items

What do you need to succeed?


  • Degree Holder (or equivalent)
  • Minimum 2 years’ experience in a Financial Institution for similar role
  • Experience in account documentation review
  • Good spoken and written English is a must
  • Ability to read Chinese
  • Strong excel and report presentation skills
  • Good interpersonal skills


  • Have prior Avaloq experience
  • Preferably with an additional good spoken Asian language

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

  • A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
  • Leaders who support your development through coaching and managing opportunities
  • Work in a dynamic, collaborative, progressive, and high-performing team
  • Opportunities to building close relationships with the business
  • Access to a variety of job opportunities across business and geographies


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More job information
Job ref no. CT3130532-01#0834
Job Function
Employment Term
  • Contract
  • 2 years - 7 years
Career Level
  • Non-management level
  • Degree