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Posted on 2022-06-15
Officer (Compliance)
Responsibilities:
- Provide compliance advice to different business units to ensure compliance with regulatory requirements
- Assist in fostering the compliance culture
- Carry out compliance review and checking
- Assist in developing and updating compliance policies and procedures
- Assist the supervisor to review policies and procedures prepared by other departments and provide input to ensure compliance with applicable legal and regulatory requirements
- Assist in ad-hoc compliance projects as required
Requirements:
- Degree holder in Law, Business Administration, Accounting or related subjects with accounting qualification is preferable
- 3 years’ solid experience in compliance in financial institutions/ asset management / trustee company
- Sound knowledge of regulations, rules and statutory requirements of MPF scheme and/or SFC authorized fund.
- Familiar with other statutory regulations (such as AML, FATCA, CRS)
- Good analytical and presentation skills, self-motivated with strong communication and interpersonal skills, able to work under pressure and independently
- Proficient in both spoken and written English and Chinese, Putonghua a plus
- Proficient in MS office application
- Immediately available is highly preferred
Please click Apply Now to submit your application.
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