Job ref no.: CT_20190827 (CT3121724-01#0028)
Guosen Securities (HK) Financial Holdings Company Limited

Operational Risk Manager

Guosen Securities (HK) Financial Holdings Company Limited

  • 5-day week
  • Dental plan
  • Discretionary bonus
  • Insurance plan
  • Medical plan


  • Work closely with business units to identify, assess, monitor and control operational risk
  • Conduct reviews to identify possible operational risks and provide recommendations to address the control weakness; monitor the implementation progress of the enhanced controls
  • Conduct due diligence pertaining to new products/ services as well as insourced/ outsourced activities, give advice on operational risk management matters
  • Work closely with business/ support units to effectively manage operational risk in accordance with legal, regulatory and internal requirements
  • Lead team member(s) to perform daily work
  • Provide training on operational risk management
  • To perform ad hoc projects as required



  • Degree or above with major in Finance, Economics, Business Administration, Accounting or other related discipline
  • Holder of relevant Professional Qualification or overseas exposure will be an advantage
  • Familiar with the operations of brokerage, asset management
  • Minimum 5 years operational risk management or related areas experience
  • Knowledge with Credit Risk is a plus
  • Accustom to multi-tasking with ability to prioritize
  • Attention to details, good analytical and interpersonal skills
  • Good command of written and spoken English and Chinese, fluency in Putonghua


Attractive remuneration will be offered to the right candidate.  Interested parties please email your full resume with present & expected salary and date of availability to [via CTgoodjobs Apply Now ]

Personal data collected would be used for recruitment purpose only.

More job information
Job ref no. CT_20190827 (CT3121724-01#0028)
Job Function
  • Central
Employment Term
  • Permanent
  • Full-time
  • 5 years - 8 years
Career Level
  • Middle management level
  • Degree