Reporting to the Department Head, your main responsibility is to support the monitoring of pre and post-trade suitability of discretionary portfolio management, and you will be involved in the compliance with risk disclosures, working closely with the Front Office to make sure the sales process and clients’ disclosures in accordance with internal policies and procedures. Also, you will be supporting the investigations in internal or external complaints regarding the investment risk.
To qualify for this position, you should have University Degree in Finance, Business or any related discipline with at least 3 years of experience in investment suitability within Private banking. You should have good understanding of investment suitability and data analytics. Candidates with strong command of VBA Macro programming languages will be highly preferred. And you must have strong communication skills in English, Cantonese/Mandarin or any Asia Language (Japanese) will be advantage.
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Contact: Chloe quoting job ref: VSA-1418
Telephone: 852 - 2525 8820
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|Job ref no.||VSA-1418 (CT3126127-01#1322)|