Job ref no.: CT3119652-01#3429

Private Banking Compliance Advisory- AVP

Robert Walters

Salary HKD500,000 - HKD1,000,000 per annum

Location Hong Kong

FULL_TIME

Consultant Reshma Gope

 

This is a large reputable banking group, looking for an experienced wealth management compliance professional to join their team. This is a new headcount due to growing business in the region and will report directly to the Head of Compliance.

Responsibilities

  • Provide compliance advice and support for Wealth Management business in Hong Kong
  • Provide induction and other compliance training
  • Conduct compliance monitoring and desk reviews
  • Liaise with and update the business on regulatory requirements / changes and policies and procedures
  • Handle regulatory inquiries, examinations and audits and liaise with regulators

Requirements

  • Minimum 4 years’ experience in Compliance in a financial institution, preferably in private banking / wealth management
  • Familiar with the operations of wealth management business and the corresponding SFC rules and regulations
  • Excellent skill in spoken and written English; Mandarin would be an added advantage
  • Understanding of main Asia Pacific laws and regulations, especially Singapore
  • Experience in conducting monitoring, surveillance and desk reviews
  • Experience in handling queries from and dealing with regulatory bodies

They have a strong wealth management platform in Asia and are looking to grow steadily in the region.

 

Get in touch

Reshma Gope

+852 21619414

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More job information
Job ref no. CT3119652-01#3429
Salary
  • N/A
Job Function
Industry
Employment Term
  • Full-time
Experience
  • 4 years - 9 years
Career Level
  • Middle management level
Education
  • Degree