Job ref no.: CT3118690-01#0446

Private Banking Supervisory Manager (Up to $1.5M Base Salary per Annum + Bonus)

Charterhouse Partnership

Our client is a world leading provider of a full range of wealth management and investment services for individuals, institutions and companies.  It now has an exciting opening at a senior level for its private banking business.  

  • Leading Global Wealth Management and Investment Services Company
  • Up to $1.5M Base Salary per Annum + Bonus
  • Report directly to the Regional Head of PB

Responsibilities:

  • Ensure consistency of standards and practices of the private banking business 
  • Provide first level control and quality assurance oversight for Customer Identification Program and other CDD matters 
  • Review and provide assessment of client suitability profile based on data collected from client and front office staff
  • Review and assess client trading activity and any potential suitability issues on a pre and post execution basis  
  • Provide training regarding new policies and enhanced suitability framework, new trading protocol and control processes etc. 
  • Respond to ad hoc requests and client issues 

Requirements:

  • Degree holder with at least 10 years of experience preferably in private banking
  • Prior experience in a supervisory control position or in a private banking support position
  • Solid understanding of the regulatory and compliance regimes
  • Strong analytical, technical and problem-solving skills coupled with excellent communication and presentation skills

If you are interested in finding out more about this career opportunity, please email your resume by clicking Apply Now or Tel: (852) 3151 1300 Web: www.charterhouse.com.hk

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More job information
Job ref no. CT3118690-01#0446
Salary
  • N/A
Job Function
Industry
Employment Term
  • Full-time
Experience
  • 10 years
Career Level
  • Senior management level
Education
  • Degree