Job ref no.: CT3115876-01#0042
Wellesley Associates Limited

Regional Compliance Manager, Reinsurance

Wellesley Associates Limited

The role will report into the regional Head of Compliance and based in Hong Kong. The incumbent will be responsible for supporting the compliance function in Asia Pacific to strengthen the internal control and reporting standard of the compliance function.


  • Manage the workflow charts for internal rules and procedures
  • Ensuring internal audit findings in relation to compliance function are addressed and complied with regulatory requirements
  • Conduct walk through of key processes and perform validation work on process
  • Preparing compliance monitoring reports
  • Managing internal compliance audits and thematic reviews
  • Delivering compliance training to BU for key compliance issues when necessary
  • Preparing compliance documentation under the guidance of Head of compliance
  • Liaising with regulators where necessary
  • Assisting in preparation for external inspections and internal group reports
  • Ensuring reporting and compliance obligations are adequately monitored and managed through the use of a compliance calendar
  • Ensuring the consistency of the actual operations and terms and conditions that were filed with regulators for the business
  • Work closely with operational risk department to identify potential exposure to operational risks in relations to legal sanctions; client complaints; adverse publicity or litigations
  • Assisting the implementation of new processes or procedures due to regulatory changes


  • University graduate with minimum of 6 years’ experience in internal audit or Compliance for a life (re)insurance company
  • Understanding of insurance regulations
  • Demonstrated understanding of reporting requirements and practices
  • Communication skills in English both verbal and written

If you would like to apply for this role or find out more, please contact Louis Fan on +852 2847 9961 or apply online with your latest CV in word format and expected salary, quoting the job role Regional Compliance Manager, Reinsurance. Kindly note that only shortlisted candidates will be notified.

More job information
Job ref no. CT3115876-01#0042
  • N/A
Job Function
Employment Term
  • Full-time
  • 6 years - 11 years
Career Level
  • Middle management level
  • Degree