Our client is a leading global financial services firm providing a wide range of investment banking, corporate banking, wealth management and securities services worldwide.
An exciting opportunity has arisen for an experienced compliance manager to join the firm and to play a key role in driving its regional equities business forward. The successful candidate will sit on the trading floor and will provide advice to traders and sales persons regarding regulatory/compliance requirements as well as establishing, implementing and enforcing sales and trading best practices from a regulatory perspective.
The ideal candidate will be a degree holder in Law, Finance or related (relevant professional qualifications are preferred) and will have at least 8 years of compliance experience including no less than 3/4 years of experience in supporting equities sales with knowledge and exposure of the APAC market. He/she must have strong communication skills and an ability to work well under the pressures of a trading environment. Chinese language skills are not required for this position.
If you are interested in finding out more about this career opportunity, please email your resume to Erica Wong by clicking Apply Now.
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