Job ref no.: CT3119337-01#3364

Regulatory Compliance Manager


Our client is an International Asset Manager with strong presences in Asia Pacific. They are looking for Compliance Manager to focus in regulatory compliance, someone with a positive attitude to learn, and a passion in the funds industry.

The Company

Our client is one of the largest asset manager in Asia Pacific, with strong presences in HK, provide excellent career opportunities and work life balance.

As part of an important part of their growing Compliance Team, they are now looking for an energetic, committed and motivated compliance professional to be part of their regulatory / business compliance team.

The Role

As part of a fast growing Team, you will be reporting to the Head of compliance, responsible for covering new products approval process, marketing material review, handling SFC/MPFA enquiries as well as licensing and general compliance duties. You will also be analysing potential impact of regulatory trends and impacts to the business and handling varies type of regulatory change projects.

Your Profile

The successful candidate will be a degree holder in Law or Accounting, with a professional qualification is highly preferable. You will have at least 4 years of compliance experience in an asset manager, with solid experience in different investment products, experiencing in liaising with local regulators (SFC, MPFA), along with strong project management skills. You will possess excellent presentation and communication skills (Fluent English is a MUST) and an ability to deal with all levels of an organisation.


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More job information
Job ref no. CT3119337-01#3364
  • N/A
Job Function
  • 4 years
Career Level
  • Middle management level
  • N/A