Responsible Officer – Corporate Finance (RO Type 6)

Key Responsibilities

• Review and supervise SFC Type 6 regulated activities
• Lead the projects and activities of corporate finance and advisory services, and participate in client servicing and marketing
• Perform due diligence, investment evaluation and financial modeling for potential investors
• Ensure the compliance of all applicable laws, rules and regulations, including the proper documentation of all operations, policies and procedures
• Ensure full regulatory compliance by formulating, reviewing and update the operation procedures and liaise with SFC when necessary
• Implement regulatory guidelines and codes
• Ad-hoc duties upon request

Requirements  

• SFC registered RO for Type 6 regulated activities is a must
• Degree or above in business related disciplines
• At least 5 years’ solid experience in corporate finance and advisory services working experience
• Vast knowledge of SFO, SFC Code of Conduct and rules
• Strong analytical, leadership, interpersonal and presentation skills
• Self-motivated and detail oriented skills and able to work independently
• Proficiency in both spoken and written English and Chinese (including Putonghua)

Application Procedure

We offer a competitive remuneration package to the right candidates. Interested parties please press “Apply Now” and send your CV to us, with your current and expected salary.

Data collected will be used for recruitment purposes only and personal data of unsuccessful applicants will be destroyed after 6 months.