Job ref no.: CT3124243-01#8651

Responsible Officer – Corporate Finance (RO Type 6)

Finsoft Financial Investment Holdings Limited

  • 5-day week
  • Discretionary bonus
  • Flexible working hours
  • Medical plan

Key Responsibilities

  • Review and supervise SFC Type 6 regulated activities
  • Lead the projects and activities of corporate finance and advisory services, and participate in client servicing and marketing
  • Perform due diligence, investment evaluation and financial modeling for potential investors
  • Ensure the compliance of all applicable laws, rules and regulations, including the proper documentation of all operations, policies and procedures
  • Ensure full regulatory compliance by formulating, reviewing and update the operation procedures and liaise with SFC when necessary
  • Implement regulatory guidelines and codes
  • Ad-hoc duties upon request


  • SFC registered RO for Type 6 regulated activities is a must
  • Degree or above in business related disciplines
  • At least 5 years’ solid experience in corporate finance and advisory services working experience
  • Vast knowledge of SFO, SFC Code of Conduct and rules
  • Strong analytical, leadership, interpersonal and presentation skills
  • Self-motivated and detail oriented skills and able to work independently
  • Proficiency in both spoken and written English and Chinese (including Putonghua)

Application Procedure

We offer a competitive remuneration package to the right candidates. Interested parties please press “Apply Now” and send your CV to us, with your current and expected salary.

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More job information
Job ref no. CT3124243-01#8651
Job Function
  • Wanchai
Employment Term
  • Permanent
  • Full-time
  • 5 years
Career Level
  • Senior management level
  • Degree