Job ref no.: CT3116513-01#8540

Responsible Officer 1, 4 & 9

AMAC Human Resources Consultants


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50,000 to 70,000 Per Month
Responsible Officer 1, 4 & 9

  • Degree holder or above in Fiance or Business rlated disciplines
  • 5 years or above solid related working experience
  • Current holder of SFC RO1, 4 and/or 9
  • Sound knowledge of SFO, regulations and guidelines of regulatory
authorities and risk management control
  • Ability to work under pressure, with strong analytical, leadership
presentation and interpersonal skills
  • Good command of spoken and written English and Chinese, including
Mandarin

Job Duties:
  • Act as Responsible Officer with management responsibilities and duties
to supervise SFC Type 1, 4 and/or 9 regulated activities
  • Supervise and manage daily operations to ensure full regulatory
compliance
  • Assist in writing, reviewing and maintaining proper documentation of
all operations, policies and procedures
  • Comply with all applicable laws, rules and regulations and standard of
good market practices
  • Provide assistance in communications with SFC and other regulators
  • Perform other duties as assigned
Ref.A-50483

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More job information
Job ref no. CT3116513-01#8540
Salary
  • N/A
Job Function
Industry
Experience
  • 5 years - 10 years
Career Level
  • Middle management level
Education
  • Degree