Job ref no.: CT3118201-01#7177

Responsible Officer 1, 4, & 9

Regal Executives Limited

  • 5-day week
  • Discretionary bonus
  • Paid overtime

Our client, a fast-growing PRC Financial Institute offering a comprehensive range of financial services including Assets Management, Brokerage and Corporate Finance is inviting high caliber and diligent candidates to apply for the captioned position.



  • Supervise the fund operation to ensure the compliance with the statutory regulations and internal policies
  • Manage private funds and discretionary portfolios
  • Manage an investment team and conduct financial analysis / equity research in Hong Kong and China market
  • Oversee and mentor the selection and evaluation of products


  • Bachelor’s degree holder in Economics, Finance, Accounting or related disciplines.
  • Minimum 5 years solid experience in financial industry
  • Be registered under SFC RA1, 4 & 9 type license as Responsible Officer
  • Sound understanding of Securities and Futures Ordinance, SFC Code of Conduct and rules
  • Strong leadership, analytical, communication and presentation skills
  • Fluent English, Mandarin and Cantonese in both written and oral.

 Interested parties, please apply with full resume by clicking Apply Now.

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