Job ref no.: CT3116513-01#1350

Responsible Officer (1,4 or 9)

AMAC Human Resources Consultants

Negotiable Per Month
Responsible Officer (1,4 or 9)
  • Possess relevant qualifications to register with SFC as Sole / Unconditional Responsible Officer for Type 1/4/9 regulated activities
  • Hands on experience in back office operation
  • Sound understanding of SFC, regulations and guidelines of relevant regulatory authorities and risk management control
  • Good financial market knowledge and strong compliance sense
  • Good communication skills in written English and fluent Cantonese and Putonghua

Job Duties:
  • Strategise, supervise and implement the Company's fund business
  • Setup, plan and manage private equity or other fund structures
  • Review and implement the workflow and control procedures of the company
  • Ensure all business activities, investment guidelines are compliant with SFC rules and regulations and provide assistance in communication with SFC and other regulators
  • Enhancing and maintaining a system to supervise the regulated activities as defined under SFO, oversee daily operations of the company
  • Advice and support top management on expansion of business stream in Fund related activities
  • Provide internal training to staffs who are involving in regulated activities performed by the company

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More job information
Job ref no. CT3116513-01#1350
  • N/A
Job Function
  • 0 year - 5 years
Career Level
  • Entry level
  • N/A