Job ref no.: A-50887

Responsible Officer (1,4 or 9)

AMAC Human Resources Consultants

Negotiable Per Month
Responsible Officer (1,4 or 9)

  • Possess relevant qualifications to register with SFC as Sole /
Unconditional Responsible Officer for Type 1/4/9 regulated activities
  • Hands on experience in back office operation
  • Sound understanding of SFC, regulations and guidelines of relevant
regulatory authorities and risk management control
  • Good financial market knowledge and strong compliance sense
  • Good communication skills in written English and fluent Cantonese and

Job Duties:
  • Strategise, supervise and implement the Company's fund business
  • Setup, plan and manage private equity or other fund structures
  • Review and implement the workflow and control procedures of the
  • Ensure all business activities, investment guidelines are compliant
with SFC rules and regulations and provide assistance in communication
with SFC and other regulators
  • Enhancing and maintaining a system to supervise the regulated
activities as defined under SFO, oversee daily operations of the
  • Advice and support top management on expansion of business stream in
Fund related activities
  • Provide internal training to staffs who are involving in regulated
activities performed by the company

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More job information
Job ref no. A-50887 (CT3116513-01#9179)
  • N/A
Job Function
Employment Term
  • Full-time
Career Level
  • Entry level
  • N/A