Job ref no.: CT3116513-01#0834

Responsible Officer 3

AMAC Human Resources Consultants

50,000 to 80,000 Per Month

Responsible Officer 3
  • Bachelor degree in Finance, Economics, Business or other related disciplines
  • Minimum 8 years solid experience in financial industry
  • Holder of SFC RO license type 3required
  • Good command of written and spoken English and Chinese including Putonghua
Job Duties:
  • Supervise Type 3 regulated activity (Leveraged foreign exchange trading) as defined under Securities & Futures Ordinance (SFO)
  • Provide advice and support to top management on strategic activities and daily operations in compliance with all relevant regulatory requirements and applicable laws as well as credit and risk control management
  • Supervise and manage the daily brokerage operations, including new account process, account maintenance, and customer services
  • Develop and train employees; conduct timely performance reviews and quality feedbacks
  • Assist in generating and reporting office performance metrics on a regular basis 
  • Provide assistance in communicating with SFC and other relevant regulators
  • Perform forecasting and scheduling to optimized operations
  • Assist in writing and maintaining proper documentation of all operations, policies, and procedures, including operational and risk control procedures
  • Perform other duties as assigned
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More job information
Job ref no. CT3116513-01#0834
  • N/A
Job Function
Employment Term
  • Full-time
  • 8 years - 13 years
Career Level
  • Non-management level
  • Degree