Job ref no.: CT3118690-01#6603

Responsible Officer (Conditional/Sole) RO Type 1, 4, 9 Flexible hours/Full time (Multiple Openings)

Aria Global Limited

  • 5-day week
  • 13-month pay
  • Dental plan
  • Discretionary bonus
  • Flexible working hours
  • Housing allowance
  • Insurance plan
  • Medical plan
  • K + 2 more

Our client, is a fast growing Financial Services Institution with investment bank, private equity and asset management. They are developing their asset management business in Hong Kong and now looking for high calibre candidates to fill up the following position:



Responsible for the monitoring of the daily business operations to ensure full regulatory compliance
Assist in formulating investment strategy and oversee asset investment or transaction of the company or clients
Oversee the compliance functions of the Company and take necessary actions to ensure all business activities comply with SFC rules and company guideline
Engage in promotion and marketing activities
Handle any other ad-hoc duties as required


Diploma or Degree in related discipline
At least 5 years relevant experience in Securities or Asset Management firm
Solid experience in new company setting
Qualified for SFC Responsible Officer license Type 1 & 4 or Type 4 & 9 are highly preferred
Able to work under pressure, with strong communication and analytical skills
Good command of written & spoken Chinese and English, including Mandarin

Interested parties please click Apply Now to apply job or please call (852) 3562 8464 or WhatsApp (852) 6309 3178 for more detail.

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More job information
Job ref no. CT3118690-01#6603
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 5 years
Career Level
  • Senior management level
  • Diploma or equivalent