Job ref no.: CT3131189-01#7975

Responsible Officer (Futures & Securities Type 1,2,4,5)

Excalibur Global Financial Group Limited


  • Lead and manage the dealing and customer services team
  • Cover Hong Kong equities market and Hong Kong and global futures and options markets
  • Monitor and review dealing transactions
  • Monitor margin positions and manage risk exposures
  • Review daily processing for trade reconciliation and trading statistics reports
  • Review account opening
  • Liaise with SFC and other regulators


  • University graduate with five plus years of related experience
  • Holder of SFC RO 1, 2, 4, 5 licenses
  • Self-motivated and willing to work under pressure
  • Fluency in Mandarin, Cantonese and English
  • Candidates with fewer experience may be considered for an assistant manager (not RO) role

We offer competitive remuneration to the right candidate. Interested parties please send detailed resume with availability, current and expected salaries by clicking the  Apply Now and upload your CV and cover letter. 

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More job information
Job ref no. CT3131189-01#7975
Job Function
  • Sheung Wan
Employment Term
  • Permanent
  • Full-time
  • 5 years
Career Level
  • Senior management level
  • Degree
  • 5-day week
  • Insurance plan
  • Medical plan