Job ref no.: CT3116513-01#0822

Responsible Officer (Regulated Activities 1, 4, 6 and/or 9)

AMAC Human Resources Consultants

Negotiable Per Month

Responsible Officer (Regulated Activities 1, 4, 6 and/or 9)
  • Degree holder in Banking/Finance/Law or any related disciplines
  • Sound understanding of Securities and Futures Ordinance, SFC Code of Conduct and rules
  • Possess strong leadership, analytical, communication and presentation skills
Job Duties:
  • Act as Responsible Officer to supervise SFC Type 1, 4, 6 and/or 9 regulated activities
  • Provide support and assistance to senior management on firm's securities, investment and corporate finance activities
  • Manage daily operations to ensure full compliance
  • Implement business development and marketing plan
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More job information
Job ref no. CT3116513-01#0822
  • N/A
Job Function
  • 0 year - 5 years
Career Level
  • Non-management level
  • Degree