Job ref no.: A-51367

Responsible Officer (Regulated Activities 1, 4, 6 and/or 9)

AMAC Human Resources Consultants

  • Degree holder in Banking/Finance/Law or any related disciplines
  • Sound understanding of Securities and Futures Ordinance, SFC Code of Conduct and rules
  • Possess strong leadership, analytical, communication and presentation skills

Job Duties:
  • Act as Responsible Officer to supervise SFC Type 1, 4, 6 and/or 9 regulated activities
  • Provide support and assistance to senior management on firm's securities, investment and corporate finance activities
  • Manage daily operations to ensure full compliance
  • Implement business development and marketing plan
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More job information
Job ref no. A-51367 (CT3116513-01#9231)
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 0 year - 5 years
Career Level
  • Non-management level
  • Degree