Job ref no.: CT3116513-01#8890

Responsible Officer (Regulated Activities 1 and 6)

AMAC Human Resources Consultants


Negotiable Per Month
Responsible Officer (Regulated Activities 1 and 6)

  • Degree holder in Banking/Finance/Law or any related disciplines
  • Sound understanding of Securities and Futures Ordinance, SFC Code of
Conduct and rules
  • Possess strong leadership, analytical, communication and presentation

Job Duties:
  • Act as Responsible Officer to supervise SFC Type 1, and 6 regulated
  • Provide support and assist to senior management on firm's securities
investment and corporate finance activities
  • Manage daily operations to ensure full regulatory compliance
  • Implement business development and marketing plan

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More job information
Job ref no. CT3116513-01#8890
  • N/A
Job Function
  • 0 year - 5 years
Career Level
  • Entry level
  • Degree