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Job ref no.: CT3114387-01#9447

Responsible Officer / Representative (Type 9)

Besteam Consultancy

  • Current holder of SFC R.O. license for Type 9 is a must
  • Bachelor degree or above in Economics, Finance or related discipline;
  • 3 years’ relevant working experience in Asset Management firm
  • Good command of English and Chinese including fluent in Putonghua is preferable
  • Prior regulatory relationship management experience is preferred
  • Strong leadership, analytical, communication and presentation skills
  • Able to work under pressure, hardworking, initiative, responsible and attention to details;

Responsibilities:

  • Act as a Responsible Officer/ Representative with management responsibilities and duties to supervise SFC regulated activities
  • Provide advice and support to top management on strategic activities and daily operations in compliance with all relevant regulatory requirements and applicable laws as well as credit and risk control management
  • Formulate, review and update the operational procedures to ensure full regulatory compliance
  • Establish proper documentation of all regulated activities
  • Handle compliance cases and complaints
  • Assist in communicating with regulatory bodies

Interested parties please click Apply Now 

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More job information
Job ref no. CT3114387-01#9447
Salary
  • N/A
Job Function
Industry
Experience
  • 3 years - 8 years
Career Level
  • Non-management level
Education
  • Degree