Job ref no.: CT3124792-01#3065

Responsible Officer (RO)– Corporate Finance (SFC Type 6)

RaffAello Capital Limited

  • 5-day week

Description and Responsibilities:

  • Act as Responsible Officer to supervise SFC Type 6 regulated activities;
  • Explore and negotiate corporate finance opportunities with business partners and potential clients; 
  • Lead and coordinate Initial Public Offerings and Mergers & Acquisitions deals, equity placements, project and client management;
  • Guide in various industry market research, financial analysis, modeling and forecasts; 
  • Work closely with other professional parties on the transactions; 
  • Communicate with regulatory authorities; 
  • Keep abreast of corporate developments and rules and regulations;
  • Perform Takeovers Code responsibilities. 


  • Bachelor degree or above in accounting, finance or related disciplines;  
  • Holder of sole license of SFC RO Type 6;  
  • Minimum of 5 years solid experience in Corporate Finance or Investment Bank;  
  • Has deals in recent years and can bring business an advantage;  
  • Strong experience in IPO listing, advisory and M&A with completed multiple transactions and execution;  
  • Strong knowledge of the Listing Rules, Takeovers code, relevant rules and regulations;  
  • Excellent communication and strong interpersonal skills;  
  • Analytical, self-motivated and able to work independently;  
  • Good command of both written and spoken Chinese, English & Mandarin.

Interested parties please send your resume with current & expected salary and availability by clicking the "Apply Now" button below or contact 3102 3363 for any enquirers.

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More job information
Job ref no. CT3124792-01#3065
Job Function
  • Sheung Wan
Employment Term
  • Full-time
Career Level
  • Senior management level
  • N/A