Job ref no.: CT3116513-01#9180

Responsible Officer (R.O.) SFC Type 1, 2, 4 & 9

AMAC Human Resources Consultants

  • Licensed Responsible Officer (R.O.) of SFC Type 1,2,4 & 9 or 2,4 & 9 or 1, 4 & 9
  • Bachelor degree or above in Finance, Economics, Business Administration, Law and Accounting or equivalent
  • 2 years or above relevant management experience as R.O plus 6 years or above working experience in Securities, Futures and Funds
  • Good command of English and Chinese including fluent in Putonghua is preferable
  • Strong communication skills, good marketing sense and innovative
  • Tend to accept the application of Fin-Tech in financial services
  • Working experience from a Mainland China based Securities firm or IT related field is advantageous

Job Duties¡G
  • Establish, manage and supervise regulated activities in compliance with SFC regulations on Securities and Futures
  • Explore High Net Worth clients and set up procedures of account opening and customer services to comply with relevant regulations and laws
  • Make and implement policies as well as perform risk control
  • Design innovative products and services for High Net Worth clients
  • Other ad hoc assignments and duties as required

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More job information
Job ref no. CT3116513-01#9180
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 2 years
Career Level
  • Non-management level
  • Degree