Job ref no.: CT3118201-01#7181

Responsible Officer R.O. Type 9

Regal Executives Limited

Benefits
  • 5-day week
  • Discretionary bonus
  • Medical plan

Our clients compose PRC background Asset Management Firms are urgently looking for R.O. 9 candidate to join them as M.D., Head of Investment or Head of Operations.

 Responsibilities

  • Act as the Head of Asset Management, Head of Investment or Head of Operations, covering the company’s regulated activities including MIC and OMO.
  • Formulate, review and update the operations procedures to ensure full regulatory compliance
  • Implement and manage the long-term strategy for the firm, oversight of operations, portfolio management, and risk management system etc.
  • Monitor business and financial performance against the plans and ensure regular reporting
  • Sound knowledge of fund operation and experience on fund set up

Requirements

  • Degree holder in Economics, Finance or Business-related disciplines
  • Solid understanding of SFO, Code of Conduct, regulations and guidelines in lines with the regulatory authorities
  • Existing Responsible Officer 9 qualification
  • 5+ years of experience in asset management
  • Good command of written and spoken English, Cantonese and Putonghua

 Interested parties, please apply with full resume by clicking Apply Now.

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