Job ref no.: CT3118201-01#7181

Responsible Officer R.O. Type 9

Regal Executives Limited

  • 5-day week
  • Discretionary bonus
  • Medical plan

Our clients compose PRC background Asset Management Firms are urgently looking for R.O. 9 candidate to join them as M.D., Head of Investment or Head of Operations.


  • Act as the Head of Asset Management, Head of Investment or Head of Operations, covering the company’s regulated activities including MIC and OMO.
  • Formulate, review and update the operations procedures to ensure full regulatory compliance
  • Implement and manage the long-term strategy for the firm, oversight of operations, portfolio management, and risk management system etc.
  • Monitor business and financial performance against the plans and ensure regular reporting
  • Sound knowledge of fund operation and experience on fund set up


  • Degree holder in Economics, Finance or Business-related disciplines
  • Solid understanding of SFO, Code of Conduct, regulations and guidelines in lines with the regulatory authorities
  • Existing Responsible Officer 9 qualification
  • 5+ years of experience in asset management
  • Good command of written and spoken English, Cantonese and Putonghua

 Interested parties, please apply with full resume by clicking Apply Now.

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.