Job ref no.: CT3116348-01#1837

Responsible Officer / Senior Responsible Officer

Trust Personnel Agency

Benefits
  • 5-day week
  • Medical plan

Responsibilities:

- Responsible for the monitoring of the daily business operation to ensure full regulatory compliance

- Assist in formulating investment strategy and oversea asset investment or transaction of the company or clients

- Oversee the compliance functions of the Company and take necessary actions to ensure all business activities comply with SFC rules and company guideline 

- Engage in promotion and marketing activities 

- Handle any other as-hoc duties as requries

 

Requirements :-

- AT least 5 years rel exp in Insurance / Bank / Investment / Securities / Finance

- Qualified for SFC Responsible Officer license Type 1, 4 and 9 will be advantage

- Good command of written & spoken Chinese and English , including Putonghua 

 

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More job information
Job ref no. CT3116348-01#1837
Salary
  • N/A
Job Function
Industry
Location
  • Causeway Bay
Employment Term
  • Full-time
Experience
  • 5 years - 8 years
Career Level
  • Senior management level
Education
  • Asso. Deg or High Dip