Job ref no.: CT3118200-01#7992

Responsible Officer (SFC Type 1, 4 and 9)

Venture Partners Securities Limited

Job Responsibilities:

  • Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm.
  • Manage daily operations to ensure full regulatory compliance.
  • Comply with all applicable laws, rules and regulations and standard of good market practices.
  • Work with other department and colleagues in the enlarging of fund portfolio.

Job Requirements: 

  • Degree holder in Finance or Business related disciplines.
  • Minimum 3 years of solid experience in asset management relating to portfolio management and fund management in any one of the areas: research, trading, private equity, special situations and dealing with alternative investments.
  • Current holder of SFC unconditional Responsible Officer license for Type 1, 4 and Type 9 regulated activities.
  • Sound knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control.
  • Solid understanding about middle and back office operations, risk controls and investment process of fund management companies. 
  • Good ethic and strong in handling compliance matters for asset management.
  • Team player, cheerful personality to get along; has a strong sense of responsibility, honesty and trustworthiness, has an excellent work ethic and integrity.
  • Good command of written & spoken English and Chinese

Salary will commensurate with qualification and experience. Interested parties please send full resume stating present and expected salary, employment history, available date and contact number by clicking Apply Now

Or by mail to:
The Staff Director
Venture Partner Group

10/F, Cosco Tower,
Grand Millennium Plaza,

183 Queen’s Road Central, HK.

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More job information
Job ref no. CT3118200-01#7992
  • N/A
Job Function
  • Central
Employment Term
  • Permanent
  • Full-time
  • 3 years - 8 years
Career Level
  • Non-management level
  • Degree