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Job ref no.: CT3114387-01#7982

Responsible Officer (SFC Type 1 and 2 )

AMAC Human Resources Consultants

Requirement:

  • Current SFC Type 1 and 2 Responsible Officer without imposing any licensing condition is a MUST
  • Minimum 5 years of solid management and supervisory experience in Securities and Futures Trading Business
  • Conversant with the latest SFC regulatory requirement
  • Conversant with handling system testing independently
  • Strong leadership and excellent communication skills and Interpersonal skills
  • Proficiency in both written and spoken English and Chinese (including Cantonese and Mandarin)

Job Duties:

  • Act as the Responsible Officer in SFC Type 1 and 2 regulated activities
  • Manage regular securities and futures trading activities, including intra-day and regular margin calls
  • Manage daily operations of securities
  • Regular review and update internal procedures to ensure compliance with the latest regulatory requirement

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More job information
Job ref no. CT3114387-01#7982
Salary
  • N/A
Job Function
Industry
Employment Term
  • Full-time
Experience
  • 5 years - 10 years
Career Level
  • Middle management level
Education
  • N/A