Job ref no.: CT3114388-01#8796

Responsible Officer (SFC - Type 1,4,6 and/or 9 in securities & investment firm)

RECRUITPRO CONSULTANCY HONG KONG LIMITED

Duties:

  • Act as Responsible Officer to supervise either SFC Type 1, 4, 6 and/or 9 regulated activities
  • Supervise and manage daily operations
  • Assist in writing, reviewing and maintaining proper documentation of all operations, policies and procedures
  • Comply with all applicable laws, rules and regulations and standard of good market practices
  • Provide assistance in communications with SFC and other regulators
  • Perform other duties as assigned


Requirements:

  • Degree or above
  • At least 3 years or above solid related working experience in securities or investment firms
  • Current holder of SFC Type 1, 4, 6 and/or 9
  • Good at both spoken and written of English & Chinese (Mandarin)


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More job information
Job ref no. CT3114388-01#8796
Salary
  • N/A
Job Function
Industry
Experience
  • 3 years - 4 years
Career Level
  • Entry level
Education
  • Degree