Job ref no.: CT3115850-01#0174
Spencer Ogden (Hong Kong) Ltd

Responsible Officer SFC Type 2

Spencer Ogden (Hong Kong) Ltd

A unique opportunity to supervise type 2 SFC regulated activities with management responsibilities at a leading investment firm in Hong Kong.

Successful candidates will be responsible for supervising daily future brokerage operation and type 2 SFC regulated activities to ensure full regulatory compliance of SFO; formulating and reviewing and updating policies and operational and risk control procedures to ensure full regulatory compliance of SFO as well as liaising with HKEX and SFC.

Ideal candidates will be a current responsible officer for SFC type 2 with sound knowledge of SFO, SFC Code of Conducts and applicable laws and regulations with excellent command of written and spoken English, Cantonese and Mandarin.

If you are interested and would like to apply please send your latest CV by clicking Apply Now.

For more information about this role please contact our Hong Kong office

More job information
Job ref no. CT3115850-01#0174
  • N/A
Job Function
  • Central
  • Western District
Employment Term
  • Full-time
  • 0 year - 5 years
Career Level
  • Non-management level
  • N/A