Job ref no.: CT3116513-01#0824

Responsible Officer (SFC Type 4 & 9)

AMAC Human Resources Consultants

Negotiable Per Month

Responsible Officer (SFC Type 4 & 9)
  • At least 8 years of experience in the securities and futures industries
  • Currently licensed with SFC as Responsible Officer of type 4 and type 9 regulated activities
  • Degree Holder in Accounting, Law, Finance or related disciplines
  • Hands on experience in back office operation and familiar with SFC rules and requirements
  • An entrepreneur with strong business sense and in-depth knowledge about the asset management industries
  • Strong interpersonal skills and able to work independently
  • Excellent command of spoken English and Mandarin and written English and Chinese
Job Duties:
  • Manage & oversee the group's type 4 and type 9 regulated activities and ensure those are in compliance with the regulatory framework
  • Oversee & Manage the back office departments
  • Conduct internal control review of the operations of business and support functions, identify risk areas and suggest solutions to mitigate potential risks
  • Liaise with SFC and other regulators regarding investment products and licensing matters
  • Familiar with various investment products and participate in new fund product launch in the future
  • Serve as an advisor to assist the group's senior management to develop overall business development strategies
  • Strong interest in investment and occasionally assist investment team on investment due diligence
  • Prepare Research Report
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More job information
Job ref no. CT3116513-01#0824
Salary
  • N/A
Job Function
Industry
Employment Term
  • Full-time
Experience
  • 8 years - 13 years
Career Level
  • Non-management level
Education
  • Degree