Job ref no.: A-50773

Responsible Officer (SFC Type 4 & 9)

AMAC Human Resources Consultants

- At least 8 years of experience in the securities and futures industries
- Currently licensed with SFC as Responsible Officer of type 4 and type 9 regulated activities
- Degree Holder in Accounting, Law, Finance or related disciplines
- Hands on experience in back office operation and familiar with SFC rules and requirements
- An entrepreneur with strong business sense and in-depth knowledge about the asset management industries
- Strong interpersonal skills and able to work independently
- Excellent command of spoken English and Mandarin and written English and Chinese

Job Duties:
- Manage & oversee the group's type 4 and type 9 regulated activities and ensure those are in compliance with the regulatory framework
- Oversee & Manage the back office departments
- Conduct internal control review of the operations of business and support functions, identify risk areas and suggest solutions to mitigate potential risks
- Liaise with SFC and other regulators regarding investment products and licensing matters
- Familiar with various investment products and participate in new fund product launch in the future
- Serve as an advisor to assist the group's senior management to develop overall business development strategies
- Strong interest in investment and occasionally assist investment team on investment due diligence
- Prepare Research Report 

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More job information
Job ref no. A-50773 (CT3116513-01#9234)
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 8 years - 13 years
Career Level
  • Non-management level
  • Degree