Job ref no.: CT3116128-01#1539

Responsible Officer (SFC Type 6)

JAC Recruitment Hong Kong Co., Limited

  • 5-day week
  • 13-month pay
  • Dental plan
  • Discretionary bonus
  • Flexible working hours
  • Housing allowance
  • Medical plan
  • Transportation allowance
  • K + 2 more

Our client is a leading Chinese investment firm and now looking for a Principal & Responsible officer 6 to join their team.

Job Duties:

  • Implement or advise on takeovers, mergers, amalgamations, acquisitions, disposals, project financing, management buyouts, corporate restructurings, initial public offerings, rights issues, placements and other fund raising exercises
  • Responsible for assessing, exploring and negotiating potential deals, executing corporate finance transactions, conducting due diligence, preparing pitch books and documentation
  • Handle all coverage and/or execution related matters independently


  • Degree holder in Banking, Finance, Accounting, Economics or the related discipline
  • Current holder or potential holder of SFC Type-6 RO ( Sponsor Principal )
  • Minimum 5 years’ relevant management experience in financial institution or stock brokerage firm
  • Proven record of M&A/IPO project experiences. 
  • Sound knowledge in Listing Rules, Takeover Codes, Company Law and other rules and regulations 
  • Excellent command of spoken and written English, Cantonese & Mandarin
  • Strong communication and interpersonal skills

Our client offers a competitive package with performance bonus. 

If you are interested, please send your updated CV by clicking Apply Now.

Welcome to call Bruce Lam by +852 2585 6722 for more information.

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More job information
Job ref no. CT3116128-01#1539
  • N/A
Job Function
  • Central
Employment Term
  • Permanent
  • Full-time
  • 5 years - 10 years
Career Level
  • Senior management level
  • Degree