We look for a fit & proper Responsible Officer who is eligible to supervise Type 6 regulated activities for our client who a corporate finance and advisory services institution in Hong Kong. We have both full-time RO assignments and flexible-hour RO opportunities.
You will assist in preparing for SFC license applications and for related SFC regulatory duties reporting to senior executive management. Key responsibilities include:
Please submit your full resume, CE No. and current & expected packages to us via Apply Now. Applications with insufficient information will not be processed. Personal data collected will be used for recruitment purposes only.
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Mario Recruitment Limited is a wholly owned subsidiary of Compliance Consulting Limited (CCL) and is specializing in middle to senior level recruitment of Responsible Officers/ Licensed Representatives. We have developed a strong database of Responsible Officers for various regulated activities.
We operate across Financial Services institutions and other industries in both private and public sectors. Our clients include Hedge Funds, Private Equity, Brokerage, Banks, Independent Financial Advisers, Fund Trading Platform, Corporate Financiers, Family Offices and Listed Companies.
Compliance Consulting Limited has been established in 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track records. Our team of compliance specialists provides clients with consultation advice and cost-effective business solutions including SFC licensing, compliance outsourcing, facilitating and guiding the registration of companies and their representatives in compliance with the current regulatory regime.
Mario Recruitment Limited EA License number is 55362.