Job ref no.: CT3116735-01#0003

Responsible Officer (Type 1, 2, 4 or 9)

Dragon Bull Securities Limited 金牛證券有限公司

  • 5-day week
  • Discretionary bonus
  • Medical plan


  • Act as Responsible Officer to supervise SFC Type 1, 2, 4 or 9 regulated activities
  • Develop business strategies and oversee the development of dealing in securities, dealing in futures contracts, asset management and/or investment management of the funds
  • Responsible for portfolio construction and performance measurement
  • Formulate, review and update the operations procedures to ensure full regulatory compliance
  • Provide support and assist to senior management on firm’s investment function
  • Implement business development and marketing plan


  • University graduates in business related disciplines
  • Must be a current SFC Type 1, 2, 4 and/or 9 Responsible Officer License holder or Licensed Representative for over 5 years
  • 5 years of experience in regulated activities and at least 2-3 years of management experience
  • Experience in overseas regulated activities is an advantage
  • Good command of written and spoken English and Chinese and Putonghua

Interested parties, please send CV to [via CTgoodjobs Apply Now ]

More job information
Job ref no. CT3116735-01#0003
  • N/A
Job Function
Employment Term
  • Full-time
  • 5 years
Career Level
  • Senior management level
  • Degree