Job ref no.: CT3116513-01#0826

Responsible Officer (Type 1, 4, 9)

AMAC Human Resources Consultants

Negotiable Per Month

Responsible Officer (Type 1, 4, 9)
  • Degree holder in Economics, Finance or other related disciplines
  • Registered under SFC RA1, 4 and 9 type licensed Responsible Officer
  • Good financial market knowledge and strong compliance sense
  • Familiar with SFC Code of Conduct and rules
  • Proficiency in written and spoken English and Chinese (including Putonghua)
Job Duties:
  • Act as Responsible Officer to supervise SFC Type 1, 4 and Type 9 regulated activities
  • Formulate, review and update the fund operation procedures to ensure full regulatory compliance
  • Provide assistance in communicating with SFC and other pertinent regulators
  • Establish and strengthen internal operation flows to improve work efficiency 
  • Prepare proper documentation of all operations, policies, and procedures, including operational and risk control procedures
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More job information
Job ref no. CT3116513-01#0826
  • N/A
Job Function
  • 0 year - 5 years
Career Level
  • Non-management level
  • Degree