Job ref no.: CT3116620-01#0004
KCG Securities Asia Ltd

Responsible Officer (Type 1, 4 & 9)

KCG Securities Asia Ltd

  • 5-day week
  • Dental plan
  • Discretionary bonus
  • Medical plan


  • Act as Responsible Officer to supervise SFC Type 1, 4 & 9 regulated activities
  • Develop business strategies and oversee the development of asset management and/or investment management of the funds
  • Responsible for portfolio construction and performance measurement
  • Formulate, review and update the operations procedures to ensure full regulatory compliance
  • Provide support and assist to senior management on firm’s investment function
  • Implement business development and marketing plan


  • University graduates in business related disciplines
  • Must be a current SFC Type 9 Responsible Officer License holder or Licensed Representative for over 5 years
  • 5 years of experience in SFC regulated activities and at least 2-3 years of management experience
  • Sound knowledge of SFO, SFC Code of Conduct and rules
  • Good command of written and spoken English and Chinese and Putonghua

We offer competitive remuneration package and 5 days work. Please send full resume, expected salary to 28016288 Personnel Dept or by email [via CTgoodjobs Apply Now ].

Personal data collected will be used for recruitment purpose only. 

More job information
Job ref no. CT3116620-01#0004
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 5 years - 7 years
Career Level
  • Non-management level
  • Asso. Deg or High Dip
  • Degree