Job ref no.: CT3116513-01#9230

Responsible Officer (Type 1, 4, 9)

AMAC Human Resources Consultants


Negotiable Per Month
Responsible Officer (Type 1, 4, 9)

  • Degree holder in Economics, Finance or other related disciplines
  • Registered under SFC RA1, 4 and 9 type licensed Responsible Officer
  • Good financial market knowledge and strong compliance sense
  • Familiar with SFC Code of Conduct and rules
  • Proficiency in written and spoken English and Chinese (including

Job Duties:
  • Act as Responsible Officer to supervise SFC Type 1, 4 and Type 9
regulated activities
  • Formulate, review and update the fund operation procedures to ensure
full regulatory compliance
  • Provide assistance in communicating with SFC and other pertinent
  • Establish and strengthen internal operation flows to improve work
  • Prepare proper documentation of all operations, policies, and
procedures, including operational and risk control procedures
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More job information
Job ref no. CT3116513-01#9230
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
Career Level
  • Middle management level
  • Diploma or equivalent
  • Asso. Deg or High Dip
  • Degree