Job ref no.: CT3120081-01#1549

Responsible Officer (Type 1, 4, 9)

AMAC Human Resources Consultants

50,000 to 60,000 Per Month

Responsible Officer (Type 1, 4 , 9)

  • University graduates in business related disciplines
  • Minimum 4 years management experience in securities firm
  • SFC registered RO for license 1, 4 & 9
  • Provide training to staff on compliance related matters
  • Sound knowledge of SFO, SFC Code of Conduct and rules
Job Duties:
  • Act as Responsible Officer to supervise SFC Type 1, 4 , & 9 regulated
  • Supervise daily securities operations\
  • Formulate, review and update the Company's policies, guidelines and
  • Provide advice and support to management on strategic activities and
daily operations
  • Implement business development and marketing plan
  • Provide training to staff on compliance related matters

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

More job information
Job ref no. CT3120081-01#1549
  • N/A
Job Function
  • 4 years
Career Level
  • Middle management level
  • Degree