Job ref no.: CT3120081-01#1549

Responsible Officer (Type 1, 4, 9)

AMAC Human Resources Consultants

50,000 to 60,000 Per Month

Responsible Officer (Type 1, 4 , 9)

  • University graduates in business related disciplines
  • Minimum 4 years management experience in securities firm
  • SFC registered RO for license 1, 4 & 9
  • Provide training to staff on compliance related matters
  • Sound knowledge of SFO, SFC Code of Conduct and rules
Job Duties:
  • Act as Responsible Officer to supervise SFC Type 1, 4 , & 9 regulated
activities
  • Supervise daily securities operations\
  • Formulate, review and update the Company's policies, guidelines and
procedures
  • Provide advice and support to management on strategic activities and
daily operations
  • Implement business development and marketing plan
  • Provide training to staff on compliance related matters
Ref.A-45944
 

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More job information
Job ref no. CT3120081-01#1549
Salary
  • N/A
Job Function
Industry
Experience
  • 4 years
Career Level
  • Middle management level
Education
  • Degree