Job ref no.: CT3116348-01#2292

Responsible Officer (Type 1 & 9)

The Core Securities Company Limited


  • Act as Responsible Officer for SFC Type 1 and 9 regulated activities
  • Formulate, review and update the operations procedures
  • Participate in investment products launch
  • Deliver investment performances according to established risk and return targets of each portfolio
  • Conduct investment research and analysis
  • Conduct fund management and periodic review of investment portfolio
  • Monitor daily asset management business operations to ensure the workflow is complied with the relevant rules and regulations
  • Assist senior management on the Firm’s investment function



  • Must be a current SFC Type 1 and 9 Responsible Officer License holder.   SFC Type 4 Responsible Officer License holder is a plus
  • At least 5 years relevant fund management working experience
  • Familiar with portfolio construction and performance measurement
  • Strong business sense and in-depth knowledge of the asset management industry
  • Proactive, good interpersonal skill and able to work under pressure
  • Excellent command of English and Chinese

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More job information
Job ref no. CT3116348-01#2292
  • N/A
Job Function
Employment Term
  • Full-time
  • 5 years - 10 years
Career Level
  • Non-management level
  • Degree