Job ref no.: CT3116508-01#0782

Responsible Officer (Type 1) and Representative (Type 4 & 9)

QMIS Financial Group Limited

  • 5-day week
  • Medical plan


  • Act as Responsible Officer on Type 1 and Representative on Type 4 & 9 regulated activities
  • Supervise daily securities operations, including local and overseas market
  • Formulate, review and update the operations procedures to ensure full regulatory compliance
  • Provide support and assist to senior management on firm’s investment function
  • Participate and implement business development and marketing plan


  • University graduates in business related disciplines 
  • Minimum 3-year management experience in securities firm  
  • Current holder of RO on type 1 and representative on type 4 & 9 regulated activities
  • Sound knowledge of SFO regulations and guidelines of relevant regulatory authorities and strong in handling compliance matters
  • Self-motivated and proactive with strong analytical, leadership and problem solving skills
  • Good command of written and spoken English and Chinese, proficiency in Mandarin
  • Immediate availability is highly preferred



We provide attractive remuneration package and fringe benefits for the right candidate. Interested parties please send detailed resume with current and expected salaries to Human Resources Department by using Apply Now. 

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More job information
Job ref no. CT3116508-01#0782
  • N/A
Job Function
  • Sheung Wan
Employment Term
  • Full-time
  • 3 years - 6 years
Career Level
  • Middle management level
  • Degree