Job ref no.: CT3116508-01#0782

Responsible Officer (Type 1) and Representative (Type 4 & 9)

QMIS Financial Group Limited

Benefits
  • 5-day week
  • Medical plan

Responsibilities:

  • Act as Responsible Officer on Type 1 and Representative on Type 4 & 9 regulated activities
  • Supervise daily securities operations, including local and overseas market
  • Formulate, review and update the operations procedures to ensure full regulatory compliance
  • Provide support and assist to senior management on firm’s investment function
  • Participate and implement business development and marketing plan


Requirements:

  • University graduates in business related disciplines 
  • Minimum 3-year management experience in securities firm  
  • Current holder of RO on type 1 and representative on type 4 & 9 regulated activities
  • Sound knowledge of SFO regulations and guidelines of relevant regulatory authorities and strong in handling compliance matters
  • Self-motivated and proactive with strong analytical, leadership and problem solving skills
  • Good command of written and spoken English and Chinese, proficiency in Mandarin
  • Immediate availability is highly preferred

 

 

We provide attractive remuneration package and fringe benefits for the right candidate. Interested parties please send detailed resume with current and expected salaries to Human Resources Department by using Apply Now. 

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More job information
Job ref no. CT3116508-01#0782
Salary
  • N/A
Job Function
Industry
Location
  • Sheung Wan
Employment Term
  • Full-time
Experience
  • 3 years - 6 years
Career Level
  • Middle management level
Education
  • Degree