Job ref no.: CT3115413-01#5834

Responsible Officer - Type 1

China Transfer Capital Investment Limited

  • 5-day week
  • Dental plan
  • Medical plan

EaliJob Responsibilities:

  • Mainly to be in charge of dealing and client servicing 
  • To provide advice and support to top management on strategic activities and daily operations in compliance with all relevant regulatory requirements and applicable laws as well as due diligence execution;
  • To formulate, review and update the operational procedures to ensure full regulatory compliance
  • To establish proper documentation of all regulated activities;
  • To handle compliance cases and complaints;
  • To assist in communicating with regulatory bodies
  • Complete the ad hoc projects as assigned

Job Requirements:

  • University degree in Finance/ Business Administration, or otherwise having solid industry experience
  • Currently licensed as Type 1 RO and with knowledge in back office operation is preferred
  • Proven experience in sales and client management functions;
  • Good knowledge of SFC regulations and guidelines of relevant regulatory authorities and risk management control;
  • Ability to work under pressure, with strong communication and analytical skills
  • Excellent presentation and interpersonal skills, a good team player, detail-oriented and self-motivated

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More job information
Job ref no. CT3115413-01#5834
  • N/A
Job Function
  • Central
  • 0 year - 5 years
Career Level
  • Non-management level
  • Degree