Job ref no.: A-50323

Responsible Officer (Type 3)

AMAC Human Resources Consultants

Negotiable Per Month
Responsible Officer (Type 3)

  • Bachelor degree in Finance, Economics, Business or other related
disciplines
  • Holder of SFC RO license type 3 required
  • Minimum 8 years solid experience in financial industry
  • Good command of written and spoken English and Chinese including
Putonghua

Job Duties:
  • Supervise Type 3 regulated activity (Leveraged foreign exchange
trading) as defined under Securities & Futures Ordinance (SFO)
  • Provide advice and support to top management on strategic activities
and daily operations in compliance with all relevant regulatory
requirements and applicable laws as well as credit and risk control
management
  • Supervise and manage the daily brokerage operations, including new
account process, account maintenance, and customer services
  • Develop and train employees; conduct timely performance reviews and
quality feedbacks
  • Assist in generating and reporting office performance metrics on a
regular basis
  • Provide assistance in communicating with SFC and other relevant
regulators
  • Perform forecasting and scheduling to optimized operations
  • Assist in writing and maintaining proper documentation of all
operations, policies, and procedures, including operational and risk
control procedures
  • Perform other duties as assigned
Ref.A-50323
 
 

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More job information
Job ref no. A-50323 (CT3116513-01#9126)
Salary
  • N/A
Job Function
Industry
Experience
  • 8 years - 13 years
Career Level
  • Middle management level
Education
  • Degree