Job ref no.: A-50323

Responsible Officer (Type 3)

AMAC Human Resources Consultants

Negotiable Per Month
Responsible Officer (Type 3)

  • Bachelor degree in Finance, Economics, Business or other related
  • Holder of SFC RO license type 3 required
  • Minimum 8 years solid experience in financial industry
  • Good command of written and spoken English and Chinese including

Job Duties:
  • Supervise Type 3 regulated activity (Leveraged foreign exchange
trading) as defined under Securities & Futures Ordinance (SFO)
  • Provide advice and support to top management on strategic activities
and daily operations in compliance with all relevant regulatory
requirements and applicable laws as well as credit and risk control
  • Supervise and manage the daily brokerage operations, including new
account process, account maintenance, and customer services
  • Develop and train employees; conduct timely performance reviews and
quality feedbacks
  • Assist in generating and reporting office performance metrics on a
regular basis
  • Provide assistance in communicating with SFC and other relevant
  • Perform forecasting and scheduling to optimized operations
  • Assist in writing and maintaining proper documentation of all
operations, policies, and procedures, including operational and risk
control procedures
  • Perform other duties as assigned

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More job information
Job ref no. A-50323 (CT3116513-01#9126)
  • N/A
Job Function
  • 8 years - 13 years
Career Level
  • Middle management level
  • Degree