Job ref no.: A-51138

Responsible Officer (Type 4 & 9 - Asset Management)

AMAC Human Resources Consultants

- Degree holder in Finance or Business related disciplines
- Minimum of 3 years asset management experience in fund operation  management
- Good in handling compliance matters for asset management or fund house
- MUST be registered under SFC RA 4 & 9 type license as unconditional Responsible Officer
- Good financial market knowledge and strong compliance sense
- Team player, cheerful personality to get along; has a strong sense of responsibility, honesty and trustworthiness, has an excellent work ethic and integrity
- Proficiency in written and spoken English and Chinese (including Putonghua)

Job Duties:
- to supervise Type 4 and 9 regulated activities
- Overall supervision of fund operation to ensure the compliance with the Company policies, statutory rules and regulations
- Coordinate effectively with various teams and business partners to effectively mobilize resources and implement business / investment decisions for ultimate goals
- Participate in marketing, client servicing activities and products development
- Ensure daily operations in compliance with HKSFC regulations
- Help establish and strengthen internal operation flows to improve work efficiency 

Interested parties please apply by clicking Apply Now

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

More job information
Job ref no. A-51138 (CT3116513-01#9239)
  • N/A
Job Function
Employment Term
  • Permanent
  • Full-time
  • 3 years - 8 years
Career Level
  • Non-management level
  • Degree