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Job ref no.: CT3116128-01#1873

Responsible Officer (Type 4 & 9)

KCG Securities Asia Limited

Benefits
  • 5-day week
  • Dental plan
  • Discretionary bonus
  • Medical plan

Responsibilities:

Act as Responsible Officer to supervise SFC Type 4 & 9 regulated activities

Develop business strategies and oversee the development of asset management and/or investment management of the funds

Responsible for portfolio construction and performance measurement

Formulate, review and update the operations procedures to ensure full regulatory compliance

Provide support and assist to senior management on firm’s investment function

Implement business development and marketing plan

Requirements:

University graduates in business related disciplines 

Must be a current SFC Type 9 Responsible Officer License holder or Licensed Representative for over 5 years

5 years of experience in SFC regulated activities and at least 2-3 years of management experience

Sound knowledge of SFO, SFC Code of Conduct and rules

Good command of written and spoken English and Chinese and Putonghua

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More job information
Job ref no. CT3116128-01#1873
Salary
  • N/A
Job Function
Industry
Location
  • Central
Employment Term
  • Permanent
  • Full-time
Experience
  • 5 years - 10 years
Career Level
  • Non-management level
Education
  • Degree