Job ref no.: CT3116513-01#0827

Responsible Officer (Type 4 & 9)

AMAC Human Resources Consultants

Negotiable Per Month

Responsible Officer (Type 4 & 9)
  • Degree holder or above in Financial, Economics or Business
  • A minimum of 3 years solid experience in financial industry in managerial position
  • License holder of Responsible Officer under the SFC for Type 4 and 9 regulated activities in currently
  • Sound understanding of Securities and Futures Ordinance, SFC Code of Conduct and rules
  • Fund launching experience is an advantage
  • Good command of written and spoken English and Putonghua
Job Duties:
  • Act as Responsible Officer to supervise SFC Type 4 & 9 regulated activities
  • Assist in all private fund projects, including fund structure set up sales & marketing, product development
  • Supervise and manage daily operations of asset management to ensure full regulatory compliance

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More job information
Job ref no. CT3116513-01#0827
  • N/A
Job Function
  • 3 years - 8 years
Career Level
  • Non-management level
  • Degree